“Read Finnegans Wake”, Jacques Lacan urged his listeners on June 16th 1975 at the opening of the fifth international Joyce Symposium in Paris. He referred to the fact that there is something in this book that plays on the pun, not in each line, but in each word. Although he was aware of Lewis Carroll’s portmanteau words as a precursor, he maintained that no-one had ever made literature like this before (Lacan, 1987, p. 25). Lacan understood Finnegans Wake in terms of the jouissance – the English word “enjoyment” does not include the sexual connotation of the French word – of the one who wrote it, and yet he also realised that the French signifier “fin” (end) is in the title. He had already spoken about the paternal function – what he calls the “Name of the Father” – in terms of a no of the father to the oedipal child, playing on the homophony between the French words “nom” (name) and “non” (no). But, as we will see, the later Lacan contends that this paternal function should knot together the three registers of the Real, the Symbolic, and the Imaginary in a subject, ensuring that enjoyment is limited and sense is regulated. And in 1975 he promised, with the support of Joyce’s text, to introduce a new paternal concept in his year-long seminar to come, which he would understand to put an end, a limit, to what he found revealed in Joyce.
Joyce’s novel Ulysses had depicted the mythical history of a day, but the labyrinthine text, Finnegans Wake (Joyce, 2012), which was a “Work in Progress” for seventeen years and, towards the end, written at night, represents the unfolding of a dreamy night-time drama. To Jacques Mercanton, Joyce said that he had used many languages which he didn’t know so as to capture the “dream state”. And he expressed the hope that when he had left this “dark night”, his daughter Lucia might be cured (Mercanton, 1979, pp. 213-14). The dream in question takes the form of Dublin’s river, The Liffey, taking its course, its “riverrun”, and then, corresponding to Vico’s ricorso, returning to its source in Book IV when night gives way to day. As such, the text presents a series of displacements and condensations where characters come and go and are transformed into others. Conflict and incest, history and myth, and the crime and punishment of a certain Humphrey Chimpden Earwicker – HCE – are all carried along before the final awakening from the nightmare. In fact, the patterns of sleeping and waking, dying and rising, take their impetus from the central activities of HCE, the husband of Anna Livia, Joyce’s name for The Liffey, but HCE is not, as Katie Wales (1992, pp. 141-43) has made clear, just one character in the conventional sense of the word. It is a set of initials completed by over sixty variations, beginning in the first paragraph: “Howth Castle and Environs”, “here comes everybody”, “haveth childers everywhere”, and this constant repetition parallels the recycling of the river. The book takes its lead from the resurrection of the New York-Irish hod-carrier, Tim Finnegan, from the comic ballad, “Tim Finnegan’s Wake” (with apostrophe): “Whack folthe dah, dance to your partner; Welt the Rure, your trotters shake; Wasn’t it the truth I told you; Lots of fun at Finnegan’s wake”. Finn also suggests the legendary Irish figure of Finn McCool, who would rise again from the dead like King Arthur. Tim Finnegan had fallen from a ladder because of too much drink and, in Joyce’s text, this comes to expression in the falls of Adam and Eve, Humpty Dumpty, Charles Stewart Parnell, the embattled pro-Home Rule Member of Parliament, whose political downfall was due to his relationship with Mrs. Kitty O’Shea, and, above all, in Humphrey Chimpden Earwicker. Finnegan’s resuscitation, however, after whiskey splashed over him when the wake had turned into a drunken riot, comes to be paralleled in Joyce’s book in the recapitulation of the river at the end of the book, when waking up also puts an end to the dream.
A Deficient Father
In his twenty-third annual seminar, in the session of January 13th 1976 (1975-76, p. 77), Lacan argues that Joyce’s father, John Joyce, was an unworthy father, a deficient father (un père carent). In fact, the ballad “Tim Finnegan’s Wake” was one of his father’s favourites. According to Gordon Bowker, the author of a recent Joyce biography, only a son of John Joyce could have written Finnegans Wake. It was only because of the significance of this father that Joyce could come up with Earwicker and his wife, Anna Livia, and their children Issy, Shem and Shaun. In this, Bowker agrees with Louis Gillet’s claim that the peculiar rapport between this father and son was the central factor in Joyce’s life, the basis and axis of his work (Bowker, 2011, p. 427). Of course, the question is: was John Joyce a father? Given the constant slippage of meaning and the excess enjoyment in Finnegans Wake, did he fulfil his paternal duty by, in Lacanian terms, instating the Name of the Father in his son and saying no to his excesses? Did he introduce Joyce into what Charles Melman has called “the consubstantiality of the father and the son” (2011b, p. xiii)?
The title of Seminar XXIII is “Le Sinthome” and where the French word “sinthome” suggests the English word “sin”, Lacan associates it with the first sin, the Fall, of which the Bible speaks. The word sinthome was an earlier spelling of the medieval French word for symptom, “symptôme” (symptoma in Latin). But we will see that Lacan’s sinthome concept is quite different from his understanding of the symptom. For the moment, however, what is relevant is that Lacan uses the word sinthome because he understands it to remove the “ptoma” contained in it, ptoma being the Greek word for “fall”. His sinthome indicates a restoration after a fall, and there is even a hint in the French pronunciation of sanctity and of Saint Thomas Aquinas (Lacan, 1975-76, p. 15). But there is no need to go back to the Biblical Fall of Adam and Eve, as Lacan put it in Seminar VIII, to make sense of someone’s desire. Three generations suffice (Lacan, 2001, p. 351). Joyce’s grandfather, James Augustine Joyce, was born in Cork in 1826. He was a horse-trader and a gambler who lost a lot of money. When his business failed, he became an inspector of hackney coaches. And while he was friendly with Fr. Theobald Mathew, who promoted the temperance movement after the Famine, Jackson and Costello relate his long periods of illness to the abuse of alcohol. Gambling on horses, smoking, and drinking were chief among his interests and he died before he was forty (Jackson and Costello, 1999, pp. 27-29; 45-47). But apart from these social and professional failures, James Augustine’s most important failure was his not being much of a father to his son. While he got on well with the young John, he got on too well with him, treating him indulgently, as Ellmann (1975, p. 14) expressed it. One day, for example, he caught his young son smoking a cigarette at a street-corner. But instead of laying down the law for the boy, he offered him one of his own cigars. So Joyce’s grandfather did not respect the difference in the generations but treated his only son more like a younger brother than a son.
John Stanislaus Joyce, Joyce’s father, was born in 1849 and he spent a short time at St. Colman’s College in the town of Fermoy, a school run by priests, although he later became anti-clerical. John was a good singer at school and he was fond not only of operatic arias but Irish ballads, something he bequeathed to James, along with a love of walks around Dublin. At university, Queen’s College Cork, where he was accepted for medicine, John loved both sport and drinking, and he used to sing comic songs at concerts, including “Tim Finnegan’s Wake”. But he failed his exams in the second year and left the university without a degree. After working as an accountant, he became secretary of a distillery which went into liquidation. He then became secretary to the United Liberal Club and became involved in politics, and there was even talk of him securing a seat in parliament. But he was soon out of a job again and was lucky to be appointed a rates collector in Dublin, even though he would be accused of helping himself to the takings. And after the fall of the Irish politician, Parnell, John began drinking more heavily. His fortunes turned for the worse when most of the rates collecting staff were pensioned off. Heavy spending led him to be published as a debtor, and there soon began a gypsy lifestyle in which he and his family moved by night from one address to another so as to avoid paying his bills. He had become, as Stanislaus, Joyce’s younger brother, called him, “a failed medic, actor, singer and commercial secretary” (S. Joyce, 1958, p. 29). But while Stanislaus openly hated his father, James did not blame his father’s failure for the downturn of the family’s fortunes and his being moved from the prestigious Jesuit school Clongowes to Belvedere. Rather, he blamed “paralytic” Irish society (Joyce, 1952, p. 312). Paralysis became a Leitmotif of his collection of stories, Dubliners, and he regarded life in the city of Dublin to be suffering from social and religious paralysis. On the other hand, in the story “Grace” in Dubliners, Joyce depicted Mr. Kernan, representing his own father, as a legless drunk (Joyce, 1988, p. 169). When John died in January 1932, Joyce admitted to Harriet that, as a fellow sinner, he still liked the old man from whom he had inherited an extravagant licentious disposition, the source of his talent. And the prayer at the end of A Portrait of the Artist as a Young Man is addressed to his father: “Old father, old artificer, stand me now and ever in good stead”, despite his being a deficient father. Nevertheless, in Ulysses, he would not find the father he was seeking, because, in Lacan’s words, he had had a bellyful, and wanted no more father (Lacan, 1975-76, p. 77). So it is no accident that, despite his remorse for not having visited his father for twenty years, Joyce did not attend his funeral.
What effect did this failed medic, actor, singer and commercial secretary father, this “père carent”, have on Joyce? In A Portrait of the Artist, Simon Dedalus, the father of Stephen, reveals that his own father – based on James Augustine Joyce – had been more like a brother to him than a father. And when Simon and Stephen visit the Cork medical school’s anatomy theatre, looking for the initials that Simon had once etched there, what does Stephen find but the word “foetus”, a discovery which “startled his very blood”. It had shocked him, according to the text, to find in the outer world a trace of what he had deemed until then “a brutish and individual malady of his own mind” (Joyce, 1991: 109). Foetus, not born, not named. Hence the remarks of Flavia Goian in relation to Joyce’s wanting the universities to talk about him for three hundred years (Lacan, 1975-76, p. 22) that he was seeking to become someone of renown, renommé – literally to be re-named (Goian, 2014). He was trying to make up for what his father didn’t give him. But this was not a question of university knowledge, despite Lacan’s remarks that his father had “taught him nothing” (1975-76, p. 127).
The Borromean Knot
What was it that John Joyce did not teach his son, or better, did not transmit to his son? In Seminar XXIII, Lacan states that one could not have had a worse start in life than Joyce did (Lacan, 1975-76, p. 22). He explains that the male organ is not sufficient to make a son. What is required is the “phallus”, which, more than the male bodily organ, is symbolic and is transmitted from father to son. And so when he claims that Joyce’s art supplied for his “poor phallic bearing”, he is not reducing Joyce’s difficulties to anatomy. His argument, rather, is that Joyce’s work restored a subjective “Borromean knot” for him. This restoration amounted to a tying together in Joyce of the three subjective registers of the Real – in which Lacan locates everything that is outside language, such as enjoyment; the Symbolic – which is the realm of language, and is made up of signifiers; and the Imaginary – which, dating from what he calls the “mirror-stage” (Lacan, 2006a, pp. 75-81), provides the subject with an ego and body-image and the signified as a component of meaning. To illustrate this nodal conception of how a subject is held together, Lacan links three circles – representing the Real, Symbolic, and Imaginary – in such a way that each circle passes over and under the next one twice. And he calls this structure “Borromean” because, like the knot of that name, they are linked in such a way that if one register is loose and breaks free, the whole construct falls apart.
Figure 1[1]
In paranoia, now called delusional disorder, it is the Symbolic that is at risk of breaking free, as happened in Freud’s Schreber case. In schizophrenia, it is the Imaginary circle that is loose and puts the knot a“If you know anything of my anima theory, Joyce and his daughter are a classical example for it. She was definitely his ‘femme inspiratrice’ …. which explains his obstinate reluctance to have her certified. His own anima, i.e. unconscious psyche, was so solidly identified with her, that to have her certified would have been as much an admission that he himself had a latent psychosis. It is therefore understandable that he could not give in. His ‘psychological’ style is definitely schizophrenic, with the difference, however, that the ordinary patient cannot help himself talking and thinking in such a way, while Joyce willed it and moreover developed it by all his creative forces. Which, incidentally explains why he himself did not go over the border. But his daughter did, because she was no genius like her father, but merely the victim of the disease” (Hutchins, 1957, pp. 184-85).
The reason for what Jung called Joyce’s obstinate reluctance to have Lucia certified, is indicated by Joyce’s biographer Richard Ellmann (1975, p. 263): Joyce felt responsible for Lucia’s condition; he thought that her mind was like his own and he refused to accept any diagnosis which did not promise hope. Roberto Harari (2002, pp. 195-96) has linked this situation to the filioque, the dogma of Western Christianity which turns up in Finnegans Wake, in the sense that Lucia’s troubles proceeded from the father and the son, from her grandfather, John Joyce, and her father, James. Joyce’s defending Lucia, instead of doing something about her, and his calling her a telepath, which Lacan interprets in terms of the “imposed speech” he finds in Joyce himself, are understood as a paternal failing, not only on the part of Joyce, but of Joyce’s own father (1975-76, pp. 134-135). So why was Joyce’s own latent disposition to psychosis not precipitated, as Jung said? Lacan states in Seminar XXIII, that “in his whole œuvre, there is no trace of anything in Joyce’s text that resembles a Borromean knot”. Nevertheless, he contends that Joyce’s text is constructed like one. He even finds that the lack of explicit reference to the knot to be a sign of authenticity (op. cit., 197). The reason he can claim that Finnegans Wake is structured like a Borromean knot is the prevalence in the text of circles and crosses. Lacan had remarked (1987, p. 28) at the start of the Joyce symposium in 1975, “some of you know that with this circle and cross, I draw the Borromean knot”. By joining up the loose ends of the cross, conceived as infinite straight lines, Lacan was able to construct the three rings and knot them together in a borromean way. The importance Joyce attached to the circle and the cross is clear, as Clive Hart has shown (1962, p. 110), from Joyce’s assigning the mandala symbol, a crossed circle, in the manuscript for the passage in the text which deals with the pattern of cycles. Therefore, in the list of symbols which he gave to Harriet to explain the main characters, it could be argued that a circle would have been more appropriate than the square with which he designated the secret title of the book (Joyce, 1952, p. 213). Of course, Lacan was familiar with Hart’s Structure and Motif in Finnegans Wake (Hart, 1962). Hart had demonstrated how the whole book is cyclical in its structure after the theory of Vico. Within sections I, II and III, which correspond to the three cycles of Vico, birth, marriage and death, there are four cycles of four chapters, and section IV is their culmination. Furthermore, the characters of the book themselves revolve in circular paths: Earwicker pedals around the Garden of Eden; Anna Livia revolves in the curve of The Liffey river; and the twins Shaun and Shem circumnavigate the globe. Shaun travels from East to West, whereas Shem moves from North to South, and their respective cycles intersect in Dublin and in Australia, on opposite sides of the globe. In addition, cross-symbols appear frequently, and these replicate the two central crosses made by the intersections of the orbits of Shem and Shaun. A prominent example is the cross of the “Four Old Men”, a quincunx, the fifth point being the donkey which carries them, just as the donkey, with the sign of cross on its back, was said to have carried Jesus into Jerusalem. This word, quincunx, suggests the Tunc page of the Book of Kells, the book of the Gospels produced by Irish monks in the late 8th Century. In the illustrations of that book, the lines forming the letters pass over and under each other. The Tunc page is so named because it depicts part of the Vulgate text of St. Matthew’s Gospel about the crucifixion – Tunc crucifixerant XPI cum eo duos latrones (then were crucified with Christ two thieves, Mt 27: 38) – and a crux decussata. In Joyce’s Finnegans Wake, the series of signifiers: “Pitchcap and triangle, noose and tinctunc” refer respectively to Shaun, Anna Livia, the Twelve, and the Four (Joyce, 2012, p. 216). And the tinctunc associated with the Four is a play on quincunx. In addition, and perhaps of more relevance, both Hart and Atherton (2009: 30-31) recognise that Joyce refers to the Tunc page of the Book of Kells to identify Christ’s “fall” on the cross not only with the fall of Adam, but with a fall on the part of God the Father, something which brings us back to the sinthome which Joyce used to make up for the fall of his own father. From Nomination to Sinthome The title of Lacan’s twenty-second seminar is RSI (Lacan, 1974-75), pronounced in French as hérésie (heresy). Underscoring a shift in the later Lacan beyond the Symbolic register to that of the Real, this seminar appears to question his own dogma in relation to the centrality of the Name of the Father. The Name of the Father, as we have seen, was symbolic. It was a signifier that takes the place of the desire of the mother in the Oedipus complex, ordering sense for a child and regulating enjoyment. Its foreclosure from the battery of signifiers in the Symbolic register meant, in Lacan’s view, that psychosis is on the cards for the subject. But in RSI, Lacan no longer speaks only of the Name of the Father, but of the “names of the father”. Now, as the title of the seminar indicates, all three registers, Real, Symbolic, and Imaginary, can be names of the father. And any of the three circles can be foreclosed in psychosis by not being firmly knotted to the other two. But what is important to us in this seminar is that Lacan introduces a fourth circle to hold the other three together (Lacan, 1974-75, pp. 170-179). Depending on its location in the knot, this fourth element allows a particular register to have a bearing on the other two in such a way that it can make a hole between them. He calls this function “nomination” (op. cit., p. 52) and so the hole between the Symbolic and the Imaginary, for example, in which he situates sense, is formed by Real nomination (Figure 2).
Figure 2[3]
However, in Lacan’s next year-long seminar, Seminar XXIII, the fourth element in RSI is replaced by a new one, the sinthome. Again, his sinthome concept is different from his understanding of the symptom. To his mind, a neurotic symptom is formed by the Symbolic having a bearing on the Real. His sinthome, however, is a psychical prosthesis constructed by the subject to repair a structural vulnerability to psychosis. As we saw earlier, Lacan notes that the word sinthome includes the English signifier “sin”, and he relates this to the Original Sin from Christian doctrine (1975-76, p. 19). In Joyce, the sin in question was the sin of the father. John Joyce had not mediated the Name of the Father to his son. This was the origin of Joyce’s disposition to psychosis. His deficient father had fallen like Adam and Eve, and Joyce’s sinthome – without the ptoma, Fall – made up for his father’s fault. How did this operate in practice? In the Borromean knot, which holds the Real, the Symbolic and the Imaginary together, and limits phallic jouissance by cornering it in the hole between the Symbolic and the Real, and regulates sense in the hole between the Symbolic and the Imaginary, the sequence for each ring should be over, under, over, under. The Real, for example, should go over the Symbolic, under the Imaginary, over the Symbolic again, and under the Imaginary. In other words, the Real should go over the Symbolic twice. But, in the case of Joyce, it went over the Symbolic only once. The Symbolic and the Real were only linked, not knotted. This is why the lines of Finnegans Wake are dripping, as it were, with jouissance. But, more importantly, because the Symbolic was surmounted by the Real only once, the Imaginary remained completely loose. It was not knotted to the Real and the Symbolic, as we saw in Stephen’s relation to the body in A Portrait of the Artist. Furthermore, sense fell away too and so, in Finnegans Wake, meaning is constantly slipping. To remedy this, Joyce constructed his sinthome, a new fourth element, a paternal remedy to make up for the absence of the Name of the Father in him and hold the three circles tightly knotted together. Something of the error in Joyce’s knotting is hinted at in Finnegans Wake (Joyce 2012, p. 216) in the fable of the Mookse (represented by Shaun) and the Gripes (represented by Shem), which retells the theological disputes between Western and Eastern Christianity. In a letter to Frank Budgen (Ellmann, 1975, p. 367), Joyce explained: “All the grotesque words in this are in Russian or Greek for the three principal dogmas which separate Shem from Shaun. When he gets A and B on to his lap, C slips off, and when he has C and A, he loses hold of B”. Interestingly, Joyce says “looses”. What repaired the “lapsus de noeud”, as Lacan calls it, the lack of borromean knotting in Joyce, was his creating for himself what Lacan calls an “ego”, not – as Jean-Michel Rabaté (2001, pp. 7-8) has thought – the ego in Freud’s second topology and which stems from Lacan’s “mirror stage” as part of the Imaginary, but an ego in the sense of self-importance. Hence Joyce’s wanting the critics speak about him for three hundred years. This was a solution within the field of his Imaginary, just as Schreber’s ultimate solution was to write his autobiography to make up for the error in the field of his Symbolic after he had foreclosed the Name of the Father.
Figure 3[4]
Joyce’s “making a name for himself” as an author, rather than as the son of John Joyce, acted as a compensation for the fact that his father had not been a father for him, for the paternal resignation which brought about in him the Verwerfung of the Name of the Father. Joyce’s solution was to have his name recognised the world over as something proper to himself rather than inherited from his father. By creating a new “ring” at the specific place of failure in his subjective knotting, he was able to repair himself. This ego, by going over and under, over and under – over the Symbolic twice and under the Real twice – corrected the error in a borromean way. It knotted the Real and the Symbolic in him in such a way that his Imaginary was also held secure. That is to say, it restored the paternal function for Joyce after his father had let him down. January 16, 2017